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Compliance Intern

Position: Compliance Intern

Location: Louisville, KY

Status: Internship (Part-Time)

Reports To: Deputy Chief Compliance Officer

Job Description:  Assists the compliance department with administrative functions

Primary Duties & Responsibilities:

  • Assists in maintaining compliance books and records in electronic and hard copy
  • Assists in performing compliance testing and maintaining the compliance calendar
  • Assists in the preparation of regulatory filings
  • Assists in the management of proxy voting, including account set up
  • Assists with special projects
  • Assists with general administrative duties and functions for the firm as assigned

Experience & Qualifications:

  • Some college coursework required
  • Strong written and oral communication skills
  • Extraordinary attention to detail
  • Strong organizational skills
  • Interest in regulatory compliance or the investment management industry preferred
  • Professional and / or industry related experience preferred


Applicants are asked to include a cover letter with their application.

To apply, please email careers@riverroadam.com

River Road Asset Management is an equal opportunity employer and a drug free workplace.