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Compliance, Trading & Operations

Compliance & Legal

Tom Mueller

Thomas D. Mueller, CFA, CPA

Chief Operating Officer &
Chief Compliance Officer

Meagan Snyder

Meagan N. Snyder, JD

Director of Compliance & Legal

Beth Haas

Beth Haas

Coordinator, Compliance



Chris Fiorito

Christopher K. Fiorito

Director of Trading

Tina Ray

Tina M. Ray

Senior Equity Trader

Jena Brummett

Jena M. Brummett

Equity Trader



Kathleen Seagle

Kathleen E. Seagle, CIPM

Senior Specialist, Portfolio Analytics

Sarah Riddle

Sarah M. Riddle

Specialist, Portfolio Accounting

Terri Gloeckler

Terri A. Gloeckler, CIPM

Specialist, Portfolio Analytics

Erica Eason

Erica M. Eason

Specialist, Portfolio Accounting

Stephanie Thompson

Stephanie R. Thompson, CIPM

Coordinator, Portfolio Analytics



Kate Murray

Katherine J. Ulanowski, CPA

Manager, Finance

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Shawn R. Haufe

Coordinator, Finance