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Privacy Statement

Privacy Statement

This consumer privacy statement reflects the practices of River Road Asset Management, LLC (“River Road”).  River Road is a registered investment adviser and is majority owned by Affiliated Managers Group, Inc (“AMG”).  AMG is a publicly-listed asset management company with investments in leading boutique investment management firms around the globe.  AMG holds equity interests in other investment management firms.  Financial companies choose how they share your personal information.  Federal law gives consumers the right to limit some but not all sharing.  Federal law also requires us to tell you how we collect, share, and protect your personal information.  Please read this notice carefully to understand what we do.

The types of personal information we collect and share depends on the product or service you have with us.  The information can include:

  • Name and address; Social Security number; Financial account numbers; Other financial information

When you are no longer our customer, we continue to share your information as described in this notice.

This information may be collected from a variety of sources, including:

  • Information we receive from you on applications or other account forms, such as your name, address, and financial information.
  • Information we receive through your transactions or experiences with us and our affiliates.
  • Information we receive from outside companies.

We collect personal information so we can enhance the service we provide to you, including: 

  • To service your accounts and process your requests efficiently and accurately.
  • To identify you and protect your accounts from unauthorized access or identity theft.
  • To inform you of services and choices that can meet your needs now and in the future.

Reasons we can share your personal information.

  • For our everyday business purpose, such as to process your transactions, maintain your account(s), respond to court orders, regulatory requests, and legal investigations, report to consumer reporting agencies, or to provide information to those with whom you have authorized us to share with.
  • For our marketing purposes, such as to offer our products and services to you.
  • For joint marketing with other financial companies.
  • For our affiliates’ everyday business purposes, such as information about your transactions and experiences.
  • For our affiliates and non-affiliated third parties to market to you.

Information is shared to non-affiliated third parties only when those parties are acting on our behalf, or as required or permitted by law.  These third parties may include:

  • Service providers who provide support services to help us administer your financial relationship.  They may include data processing companies, companies that prepare account statements, or companies that help us market our products to you.

These companies are legally obligated to maintain the confidentiality of the information we provide to them, and are restricted from using this information for any reason beyond the performance of specified services on our behalf.

We take great care to safeguard your customer information and to ensure its accuracy.

  • To protect your personal information from unauthorized access and use, we use security measures that comply with federal law.  These measures include computer safeguards and secured files and buildings.
  • We strive to maintain complete, current, and accurate information about you and your accounts.  If you request a correction to our records, we will respond in a timely manner.


  • Affiliates – Companies related by common ownership or control.  They can be financial and nonfinancial companies.
  • Non-affiliated third parties – Companies not related by common ownership or control.  They can be financial and nonfinancial companies.
  • Joint marketing – A formal agreement between non-affiliated financial companies that together market financial products or services to you.

You can contact us at anytime with questions or to limit our sharing.  Call 502-371-4100.


Cookie Policy

Online privacy

When you interact with us through our website, we manage personal information in accordance with our Privacy Statement.

When you visit our website, we may collect technical and navigational information, such as device type, browser type, Internet protocol address, pages visited, and average time spent on our website.  We use this information for a variety of purposes, such as maintaining the security of your online session, facilitating site navigation, and improving website design and functionality.

Cookies and similar technologies

Cookies are small text files that are stored in your computer’s memory and hard drive, and in your mobile device or tablet when you visit certain web pages.  They are used to enable websites to function or to provide information to the owners of a website, or other third parties which receive data obtained from that website.

When you visit any website, it may store or retrieve information on your browser, mostly in the form of cookies.  This information might be about you, your preferences or your device and is mostly used to make the site work as you expect it to.  The information does not usually directly identify you, but it can give you a more personalized web experience.

We use cookies and similar technologies to support the operation of our website.  Our cookies help us to collect information about visitors to our website, including date and time of visits, pages viewed, amount of time spent on our site, or general information about the device used to access the site.  Cookies may also be used to provide access to enhanced features of our website, such as watching videos.

Contact forms

If you subscribe to emails and updates from us, contact form submissions are kept for customer service purposes only.  

Embedded content from other websites

Other websites that may be linked to this website are not governed by this Privacy Statement.  We encourage visitors to review the privacy policy on each of these other websites before disclosing any personal information.

Third-party cookies

When you visit our website, you may receive cookies that are set by third parties.  We do not control the setting of these third-party cookies, so we encourage visitors to review the privacy policy on the third-party websites for more information about their use of cookies and how to manage them.

Amending cookie preferences

You can refuse or delete cookies.  Most browsers and mobile devices offer their own settings to manage cookies.  Please see www.aboutcookies.org for more information.  If you refuse or delete a cookie, you may experience some inconvenience in your use of our website.